Natural resources corporate advisory

Corporate Finance
Natural Resources Focused

Baron Securities is a City of London-based, FCA-authorised corporate finance firm working with listed and unlisted exploration and mining companies.

Regulation Details FCA Reference Number 1048573
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The Team

Executive Team

Jeremy Woodgate

CEO · Co-Founder

Over 17 years in FCA-regulated financial services, specialising in corporate finance and capital markets for small-cap and mining companies. Jeremy began his career at Ocean Equities, advising on IPOs, secondary offerings and placings across mining and natural resources, before founding and directing several FCA-authorised corporate broking firms. He has served as a director of multiple listed companies across the UK and Canada.

Peter Cunningham

Chairman · Co-Founder

16 years in financial services, spanning regulated advisory roles at Raymond James and Macquarie Private Wealth before establishing himself as an independent principal investor. Peter’s focus throughout has been junior mining and resources — placings, IPO advisory and capital markets transactions — built on a deep network across the sector and a working knowledge of its dynamics, valuation and capital market requirements.

James Hocking

Chief Operating Officer

Over 20 years across equity capital markets, M&A and resource sector transactions. James began in stockbroking before moving into corporate finance, advising on IPOs, secondary placement structuring and execution, and public market M&A. He later held senior commercial roles at BHP and South32, leading acquisitions, divestments, joint ventures and complex commercial agreements in the resources space.

Contact

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